SFC Licences of RAO Pradeep Vithal
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 28 September 2012 | 04 January 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 April 2008 | 07 June 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 11 April 2008 | 07 June 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 11 April 2008 | 31 January 2012 |