SFC Licences of RAO Pradeep Vithal

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited
RE 6 28 September 2012 04 January 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 11 April 2008 07 June 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1 11 April 2008 31 January 2012