SFC Licences of WONG Wang Yum 王宏鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 November 2011 | 04 May 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 January 2011 | 04 May 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 11 October 2010 | 12 January 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 11 October 2010 | 12 January 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 21 November 2008 | 01 January 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 06 October 2008 | 01 January 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 15 April 2008 | 11 September 2008 |