SFC Licences of HAN Zhe 韓哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 2 | 31 July 2018 | |
| Natixis Asia Limited | RE | 1 | 31 July 2018 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 11 September 2015 | 20 September 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 04 February 2014 | 06 June 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 04 February 2014 | 06 June 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 04 February 2014 | 06 June 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 19 June 2013 | 06 June 2015 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 10 April 2013 | 09 June 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 28 September 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 11 April 2008 | 28 September 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 April 2008 | 28 September 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 April 2008 | 20 August 2010 |