SFC Licences of HAN Zhe 韓哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Natixis Asia Limited RE 2 31 July 2018
Natixis Asia Limited RE 1 31 July 2018
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 11 September 2015 20 September 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 04 February 2014 06 June 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 04 February 2014 06 June 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 04 February 2014 06 June 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 19 June 2013 06 June 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 10 April 2013 09 June 2013
Merrill Lynch Far East Limited RE 2 20 August 2010 28 September 2012
Merrill Lynch Far East Limited RE 1 11 April 2008 28 September 2012
Merrill Lynch (Asia Pacific) Limited RE 1 11 April 2008 28 September 2012
Merrill Lynch Futures (Hong Kong) Limited RE 2 11 April 2008 20 August 2010