SFC Licences of NICHOLS Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 5 | 20 August 2008 | 23 November 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 20 August 2008 | 23 November 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 20 August 2008 | 23 November 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 20 August 2008 | 23 November 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 16 April 2008 | 16 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 16 April 2008 | 16 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 16 April 2008 | 16 May 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 April 2008 | 16 May 2014 |