SFC Licences of GU Xiaoying 顧曉瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 18 January 2010 | 20 April 2011 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 17 April 2008 | 12 December 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 17 April 2008 | 12 December 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 17 April 2008 | 12 December 2009 |