SFC Licences of TAI Ming Kong 戴銘光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 07 March 2023 | |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 01 November 2012 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 15 October 2012 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 15 October 2012 | |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 05 November 2010 | 29 September 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 05 November 2010 | 29 September 2012 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 05 February 2010 | 05 August 2010 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 12 January 2010 | 05 August 2010 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 17 April 2008 | 04 December 2009 |