SFC Licences of TAM Yuk Yin, Denise 譚玉燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan FX Limited 國泰君安外匯有限公司
RE 3 15 June 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 05 March 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 5 05 March 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 15 February 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 15 February 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 22 June 2017 25 January 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 22 June 2017 25 January 2019
BOCI Securities Limited 中銀國際證券有限公司
RE 3 23 September 2011 05 February 2015
BOCI Securities Limited 中銀國際證券有限公司
RE 2 31 August 2010 03 April 2017
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 4 15 April 2008 03 April 2017