SFC Licences of TAM Yuk Yin, Denise 譚玉燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 15 June 2020 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 05 March 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 March 2019 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 15 February 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 15 February 2019 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 22 June 2017 | 25 January 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 22 June 2017 | 25 January 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 23 September 2011 | 05 February 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 31 August 2010 | 03 April 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 April 2008 | 03 April 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 April 2008 | 03 April 2017 |