SFC Licences of FAN Wing Yan, Winnie 樊詠恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 31 October 2018 | 11 August 2019 |
| Vantage Capital Markets HK Limited | RE | 1 | 15 September 2017 | 12 October 2018 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 04 September 2017 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 27 January 2016 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 27 January 2016 | 30 June 2016 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 22 November 2011 | 06 October 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 July 2010 | 30 August 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 April 2008 | 20 January 2009 |