SFC Licences of CHEN Ya Hui 陳雅惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 14 September 2017 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 14 September 2017 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 16 May 2011 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 17 April 2008 | 16 May 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 April 2008 | 16 May 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 17 April 2008 | 06 December 2010 |