SFC Licences of PATEL Divyesh Dineshchandra

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 11 October 2021
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 05 September 2019 27 August 2021
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 05 September 2019 27 August 2021
Virtu ITG Hong Kong Limited RE 7 16 October 2018 29 August 2019
Virtu ITG Hong Kong Limited RE 1 16 October 2018 29 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 10 June 2016 05 July 2018
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 13 January 2016 05 July 2018
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 13 January 2016 05 July 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 13 January 2016 05 July 2018
Virtu ITG Hong Kong Limited RE 7 15 April 2008 30 October 2015
Virtu ITG Hong Kong Limited RE 1 15 April 2008 30 October 2015