SFC Licences of PATEL Divyesh Dineshchandra
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 October 2021 | |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 05 September 2019 | 27 August 2021 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 05 September 2019 | 27 August 2021 |
Virtu ITG Hong Kong Limited | RE | 7 | 16 October 2018 | 29 August 2019 |
Virtu ITG Hong Kong Limited | RE | 1 | 16 October 2018 | 29 August 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 10 June 2016 | 05 July 2018 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 13 January 2016 | 05 July 2018 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 13 January 2016 | 05 July 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 January 2016 | 05 July 2018 |
Virtu ITG Hong Kong Limited | RE | 7 | 15 April 2008 | 30 October 2015 |
Virtu ITG Hong Kong Limited | RE | 1 | 15 April 2008 | 30 October 2015 |