SFC Licences of CHAN Chun Him 陳俊謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 5 | 12 August 2021 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 12 August 2021 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 12 August 2021 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 22 July 2021 | |
Chiyu Asset Management Limited 集友資產管理有限公司 | RO | 9 | 30 May 2018 | 07 June 2021 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 28 September 2010 | 05 November 2010 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 31 May 2010 | 05 November 2010 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 31 May 2010 | 28 September 2010 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 06 April 2009 | 05 November 2010 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 21 April 2008 | 31 May 2010 |