SFC Licences of LAU Ka Yi, Vera 劉嘉怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 11 June 2019
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 1 11 June 2019
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 11 June 2019
JPMorgan Asset Management (Asia Pacific) Limited RE 9 17 October 2016 26 February 2018
JF International Management Inc. RE 9 17 October 2016 26 February 2018
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 17 October 2016 26 February 2018
JPMorgan Asset Management (Asia Pacific) Limited RE 4 17 October 2016 26 February 2018
JF International Management Inc. RE 4 17 October 2016 26 February 2018
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 17 October 2016 26 February 2018
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 17 October 2016 26 February 2018
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 13 May 2013 30 September 2016
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 13 May 2013 30 September 2016
RCM Asia Pacific Limited RE 4 07 July 2011 11 May 2013
RCM Asia Pacific Limited RE 1 07 July 2011 11 May 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 13 February 2009 24 July 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 13 February 2009 24 July 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 18 April 2008 22 January 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 18 April 2008 22 January 2009