SFC licenceholder AQW435 ZHU Zhenyu 朱振宇

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RO 1 (Dealing in Securities) 2018-08-16
CMB International Securities Limited 招銀國際證券有限公司 RE 1 (Dealing in Securities) 2018-06-01 2018-08-16
CMB International Securities Limited 招銀國際證券有限公司 RE 4 (Advising on Securities) 2018-06-01
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 1 (Dealing in Securities) 2015-05-05 2018-04-12
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-12-16 2015-01-08
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 (Dealing in Securities) 2010-07-02 2012-10-31
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 (Dealing in Securities) 2008-04-21 2010-05-01