SFC Licences of ZHU Zhenyu 朱振宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 01 November 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 06 September 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 06 September 2021 01 November 2021
CMB International Securities Limited 招銀國際證券有限公司 RO 1 16 August 2018 10 May 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 01 June 2018 10 May 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 01 June 2018 16 August 2018
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 1 05 May 2015 12 April 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 16 December 2014 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 16 December 2014 08 January 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 July 2010 31 October 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 21 April 2008 01 May 2010