SFC licenceholder AQW435 ZHU Zhenyu 朱振宇
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 (Dealing in Securities) | 2018-08-16 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 (Dealing in Securities) | 2018-06-01 | 2018-08-16 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 (Advising on Securities) | 2018-06-01 | |
| CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 | RE | 1 (Dealing in Securities) | 2015-05-05 | 2018-04-12 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-12-16 | 2015-01-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 (Dealing in Securities) | 2010-07-02 | 2012-10-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 (Dealing in Securities) | 2008-04-21 | 2010-05-01 |