SFC Licences of CHAO Hanting 巢瀚婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RO | 1 | 05 June 2019 | |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 05 July 2011 | 05 June 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 21 April 2008 | 21 November 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 April 2008 | 21 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 April 2008 | 21 November 2008 |