SFC Licences of CHEN Ka Yip, Walter 陳嘉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Xingtai Capital Management Limited 星泰投資管理有限公司 | RE | 9 | 24 June 2019 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 15 November 2012 | 29 June 2018 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 15 November 2012 | 29 June 2018 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 15 November 2012 | 29 June 2018 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 15 November 2012 | 31 December 2014 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 15 November 2012 | 31 December 2014 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 15 November 2012 | 31 December 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 17 June 2009 | 19 October 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 May 2009 | 19 October 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 21 April 2008 | 06 February 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 21 April 2008 | 06 February 2009 |