SFC Licences of BRET Jean-Sebastien Pierre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 2 | 27 March 2015 | 09 July 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 27 March 2015 | 09 July 2021 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 23 April 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 15 December 2008 | 23 April 2013 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 15 December 2008 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 27 March 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 27 March 2015 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 02 May 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 02 May 2008 | 29 September 2008 |