SFC Licences of MENNESSON Thomas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 10 June 2019
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 06 August 2012 08 June 2015
Nomura Securities (Hong Kong) Limited RE 2 04 February 2010 06 June 2012
Nomura Securities (Hong Kong) Limited RE 1 15 December 2008 06 June 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 09 October 2008 06 June 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 October 2008 06 June 2012
Nomura Futures (Hong Kong) Limited RE 2 15 December 2008 19 February 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 29 April 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 29 April 2008 29 September 2008