SFC Licences of MENNESSON Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 10 June 2019 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 06 August 2012 | 08 June 2015 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 06 June 2012 |
Nomura Securities (Hong Kong) Limited | RE | 1 | 15 December 2008 | 06 June 2012 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 15 December 2008 | 19 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 October 2008 | 06 June 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2008 | 06 June 2012 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 29 April 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 29 April 2008 | 29 September 2008 |