SFC Licences of KUMAR Satish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 21 January 2019 | 25 January 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 March 2016 | 31 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 March 2016 | 31 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 September 2015 | 10 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 September 2015 | 10 September 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 19 January 2009 | 08 October 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 22 April 2008 | 29 September 2008 |