SFC Licences of LIU Alex Sk 劉劭康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | RE | 9 | 02 January 2018 | 09 March 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 09 November 2016 | 31 December 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 15 April 2011 | 06 November 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 April 2011 | 06 November 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 15 April 2011 | 01 November 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 October 2008 | 27 March 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2008 | 27 March 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 24 April 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 24 April 2008 | 29 September 2008 |