SFC Licences of NING Feng Tao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 30 July 2009 | 17 March 2012 |
| UBS Securities Asia Limited | RE | 2 | 30 July 2009 | 17 March 2012 |
| UBS Securities Asia Limited | RE | 1 | 30 July 2009 | 17 March 2012 |
| UBS Securities Hong Kong Limited | RE | 1 | 30 July 2009 | 17 March 2012 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 May 2008 | 02 May 2009 |
| UBS Securities Asia Limited | RE | 1 | 05 May 2008 | 02 May 2009 |
| UBS Securities Asia Limited | RE | 2 | 05 May 2008 | 02 May 2009 |