SFC licenceholder AQX336 NARAIN Jayesh Suresh

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 17 September 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 20 February 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 20 February 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 15 September 2011 31 May 2013
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 19 May 2010 30 December 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [7] (Providing Automated Trading Services) 26 November 2009 31 May 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [1] (Dealing in Securities) 23 April 2008 31 May 2013