SFC Licences of SOO Chee Kin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 11 May 2018 | 18 May 2018 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 11 May 2018 | 18 May 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 April 2008 | 30 November 2012 |