SFC Licences of CHAN Pui Lai 陳珮麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	15 September 2017	13 June 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	4	05 September 2017	13 June 2022
Trading Central Asia Limited 乾鼎亞洲有限公司	RE	5	14 May 2013	25 August 2017
Trading Central Asia Limited 乾鼎亞洲有限公司	RE	4	14 May 2013	25 August 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	17 October 2012	15 April 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	17 October 2012	15 April 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	17 October 2012	15 April 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	5	16 February 2011	25 August 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	29 July 2010	25 August 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	3	02 July 2010	25 August 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	02 July 2010	25 August 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	02 July 2010	25 August 2012
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	20 October 2008	19 June 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	14 May 2008	19 June 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	14 May 2008	19 June 2010