SFC Licences of PENG Shuo 彭碩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RE	7	03 November 2021
Morgan Stanley Hong Kong Securities Limited	RE	2	03 November 2021
Morgan Stanley Hong Kong Securities Limited	RE	1	03 November 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	5	03 November 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	03 November 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 November 2021
Merrill Lynch Far East Limited	RE	2	04 September 2018	02 August 2021
Merrill Lynch Far East Limited	RE	1	04 September 2018	02 August 2021
Merrill Lynch (Asia Pacific) Limited	RE	1	04 September 2018	02 August 2021
Merrill Lynch Far East Limited	RE	7	04 September 2018	01 November 2018
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	05 June 2017	26 May 2018
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	23 October 2013	26 May 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	02 August 2012	26 May 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	02 August 2012	26 May 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	02 August 2012	01 November 2013
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	02 July 2010	21 June 2012
Merrill Lynch (Asia Pacific) Limited	RE	1	05 May 2008	23 January 2009
Merrill Lynch Far East Limited	RE	1	05 May 2008	23 January 2009
Merrill Lynch Futures (Hong Kong) Limited	RE	2	05 May 2008	23 January 2009