SFC Licences of NELSON Ryan Wesley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 18 January 2018 | 24 January 2018 |
UBS Derivatives Hong Kong Limited | RE | 2 | 30 September 2011 | 20 May 2016 |
UBS Securities Asia Limited | RE | 2 | 30 September 2011 | 20 May 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 30 September 2011 | 20 May 2016 |
UBS Securities Asia Limited | RE | 1 | 26 July 2010 | 20 May 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 November 2008 | 25 May 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 November 2008 | 25 May 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 29 April 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 29 April 2008 | 29 September 2008 |