SFC Licences of LOW Chung Weng 劉頌榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 06 September 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 05 September 2016 | 27 July 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 September 2016 | 27 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 January 2015 | 16 July 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 20 June 2008 | 01 March 2010 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 20 June 2008 | 01 March 2010 |