SFC Licences of CHEN Zhao Teng 陳騰昭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | 9 | 05 February 2015 | 31 March 2020 |
| Neo Risk Investment Advisors Limited | RO | 4 | 05 February 2015 | 31 March 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | 31 March 2014 |
| Citigroup First Investment Management Limited | RO | 9 | 26 February 2009 | 31 March 2014 |
| Citigroup First Investment Management Limited | RO | 4 | 26 February 2009 | 31 March 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 26 February 2009 | 31 March 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | 2 | 26 February 2009 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 29 April 2008 | 26 February 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 29 April 2008 | 26 February 2009 |