SFC Licences of TANAKA Eiji 田中榮治

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 21 October 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 9 09 June 2022 31 August 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 4 09 June 2022 31 August 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 1 09 June 2022 31 August 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 9 08 October 2018 09 June 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 4 08 October 2018 09 June 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 1 08 October 2018 09 June 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 18 August 2010 07 September 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 18 August 2010 07 September 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 18 August 2010 07 September 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 07 May 2008 23 July 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 07 May 2008 23 July 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 07 May 2008 23 July 2009