SFC Licences of KAO Shao-chun 高少鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 9 | 17 December 2021 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 5 | 17 December 2021 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 4 | 17 December 2021 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 2 | 17 December 2021 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 5 | 15 December 2021 | 17 December 2021 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 15 December 2021 | 17 December 2021 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 26 June 2019 | 17 December 2021 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 14 June 2018 | 17 December 2021 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 14 June 2018 | |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 29 April 2008 | 01 May 2012 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 29 April 2008 | 01 May 2012 |