SFC Licences of LAU Pak Yu, Iki 劉柏妤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 07 February 2013 06 September 2015
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 4 28 May 2012 06 September 2015
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 06 March 2012 06 September 2015
Christfund Futures Limited 恒豐期貨有限公司 RE 2 22 December 2009 27 February 2012
Christfund Securities Limited 恒豐證券有限公司 RE 1 22 December 2009 27 February 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 30 October 2009 23 November 2009
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 08 October 2009 23 November 2009
CTW Securities Limited 卓越證券有限公司 RE 1 16 July 2009 18 September 2009
Nerico Brothers Limited RE 2 12 February 2009 20 April 2009
Nerico Brothers Limited RE 1 12 February 2009 20 April 2009
Realink Financial Trade Limited 滙信理財有限公司 RE 2 30 April 2008 29 December 2008
Realink Financial Trade Limited 滙信理財有限公司 RE 1 30 April 2008 29 December 2008