SFC Licences of SAM Wan Yiu 沈韻瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 01 June 2012 | 21 June 2014 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 01 June 2012 | 21 June 2014 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 27 June 2011 | 21 May 2012 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 09 July 2010 | 21 May 2012 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 30 May 2008 | 29 June 2010 |