SFC licenceholder AQY825 SEXTON Angus John

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 02 June 2020

Institution Role Licences Start date End date
Ord Minnett Hong Kong Limited RO [9] (Asset Management) 09 October 2017
Ord Minnett Hong Kong Limited RO [1] (Dealing in Securities), [4] (Advising on Securities) 09 January 2015
Ord Minnett Hong Kong Limited RE [4] (Advising on Securities) 10 March 2014 09 January 2015
Ord Minnett Hong Kong Limited RE [1] (Dealing in Securities) 06 February 2013 09 January 2015
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 04 May 2012 07 May 2012
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RE [1] (Dealing in Securities) 21 January 2010 14 April 2012
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RE [4] (Advising on Securities) 13 May 2008 14 April 2012