SFC Licences of SEXTON Angus John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | RO | 9 | 09 October 2017 | |
| Ord Minnett Hong Kong Limited | RO | 4 | 09 January 2015 | |
| Ord Minnett Hong Kong Limited | RO | 1 | 09 January 2015 | |
| Ord Minnett Hong Kong Limited | RE | 4 | 10 March 2014 | 09 January 2015 |
| Ord Minnett Hong Kong Limited | RE | 1 | 06 February 2013 | 09 January 2015 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 04 May 2012 | 07 May 2012 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 04 May 2012 | 07 May 2012 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 04 May 2012 | 07 May 2012 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 21 January 2010 | 14 April 2012 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 13 May 2008 | 14 April 2012 |