SFC Licences of TONG Shaojing 童少靖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 15 July 2013 31 May 2019
Merrill Lynch (Asia Pacific) Limited RE 4 24 May 2010 20 March 2013
Merrill Lynch (Asia Pacific) Limited RE 1 06 May 2008 20 March 2013