SFC licenceholder AQZ527 YIM Ka Man 嚴嘉雯

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 (Dealing in Securities) 2020-01-10
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 (Advising on Securities) 2008-05-21