SFC Licences of WONG Pak Chun 王柏俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 | RO | 4 | 02 May 2014 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 12 September 2012 | 02 May 2014 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 23 February 2011 | 23 August 2012 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 11 June 2008 | 25 April 2010 |