SFC Licences of LEE Yuan Chuan 李淵川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Andar Capital Management HK Limited 恩大資本香港有限公司 | RO | 9 | 15 November 2021 | |
| Andar Capital Management HK Limited 恩大資本香港有限公司 | RE | 9 | 26 October 2021 | 15 November 2021 |
| Naga Capital Partners (HK) Limited | RO | 9 | 12 July 2017 | 31 December 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 05 November 2008 | 01 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 05 November 2008 | 01 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 May 2008 | 01 June 2012 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 06 May 2008 | 01 June 2012 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 06 May 2008 | 24 November 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 06 May 2008 | 24 November 2008 |