SFC Licences of XIE Hongjun 謝鴻俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CLC Securities Limited 創僑證券有限公司	RO	5	07 April 2020	31 October 2023
CLC Securities Limited 創僑證券有限公司	RO	2	07 April 2020	31 October 2023
CLC Securities Limited 創僑證券有限公司	RO	4	27 December 2017	31 October 2023
CLC Futures Limited 創僑期貨有限公司	RO	5	27 December 2017	21 April 2021
CLC Futures Limited 創僑期貨有限公司	RO	2	17 April 2015	21 April 2021
CLC Securities Limited 創僑證券有限公司	RO	1	22 September 2014	31 October 2023
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	11 March 2013	20 March 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	11 March 2013	20 March 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	2	09 July 2012	01 December 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	09 July 2012	01 December 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	07 August 2008	01 December 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	05 June 2008	01 December 2012