SFC Licences of CHEN Guqiao 陳谷喬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Avalok Capital Limited 宏觀資本有限公司
RO 4 20 July 2015
Avalok Capital Limited 宏觀資本有限公司
RO 9 31 May 2012
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RE 9 14 April 2010 09 March 2011
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 12 May 2009 21 March 2010
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 9 15 August 2008 30 April 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RE 9 12 June 2008 23 July 2008