SFC Licences of CHEN Guqiao 陳谷喬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Avalok Capital Limited 宏觀資本有限公司 | RO | 4 | 20 July 2015 | |
| Avalok Capital Limited 宏觀資本有限公司 | RO | 9 | 31 May 2012 | |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 14 April 2010 | 09 March 2011 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 12 May 2009 | 21 March 2010 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 15 August 2008 | 30 April 2009 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 12 June 2008 | 23 July 2008 |