SFC Licences of LEE Lok Ki 李諾奇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
East Asia Futures Limited 東亞期貨有限公司 RE 2 28 February 2023
East Asia Securities Company Limited 東亞證券有限公司 RE 1 28 February 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 16 October 2009 19 November 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 06 May 2008 10 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 06 May 2008 10 March 2021