SFC Licences of LEE Lok Ki 李諾奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 28 February 2023 | |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 28 February 2023 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 16 October 2009 | 19 November 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 May 2008 | 10 March 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 06 May 2008 | 10 March 2021 |