SFC Licences of CHAN Kin Man 陳健民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 3 | 04 September 2017 | |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 04 September 2017 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 04 September 2017 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 22 May 2017 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 22 May 2017 | |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 19 December 2014 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 07 October 2013 | 19 September 2014 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 01 February 2013 | 19 September 2014 |
Nerico Brothers Limited | RE | 3 | 29 November 2012 | 03 December 2012 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 20 April 2010 | 11 December 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 06 May 2008 | 04 November 2009 |