SFC Licences of CHEN Alexander Yang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 | RE | 9 | 05 February 2013 | 08 May 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 May 2008 | 05 September 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 May 2008 | 05 September 2012 |