SFC Licences of YAN Yvonne Yu 顏玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 November 2011 | 02 March 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 02 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 September 2009 | 02 March 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 24 September 2009 | 08 September 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 May 2008 | 16 July 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 05 May 2008 | 16 July 2009 |