SFC Licences of CHOW Wing Yan, Joseph 周永忻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 RO 9 31 March 2023
Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 RO 4 31 March 2023
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 9 31 August 2020 30 March 2022
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 4 31 August 2020 30 March 2022
Atlantic Asset Management Limited 大西洋資產管理有限公司 RE 4 02 April 2020 31 August 2020
Atlantic Asset Management Limited 大西洋資產管理有限公司 RE 9 14 January 2020 31 August 2020
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 RO 4 02 September 2019 07 December 2019
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 RO 9 06 November 2018 07 December 2019
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RO 9 09 March 2017 13 November 2017
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RE 4 19 December 2016 13 November 2017
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RE 9 19 December 2016 09 March 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 9 14 June 2016 18 October 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 9 14 June 2016 18 October 2016
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 31 July 2015 18 October 2016
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 31 July 2015 18 October 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 31 July 2015 18 October 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 31 July 2015 18 October 2016
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 18 September 2012 14 June 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 02 April 2012 14 June 2016
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 24 November 2010 13 March 2012
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 05 June 2008 13 March 2012
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 05 June 2008 13 March 2012
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 9 05 June 2008 13 August 2008