SFC Licences of NG Chun Tung 吳鎮東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 26 October 2011 | 18 April 2012 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 26 October 2011 | 18 April 2012 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 21 September 2011 | 18 October 2011 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 12 March 2010 | 11 March 2011 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 March 2010 | 11 March 2011 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 06 May 2008 | 24 December 2008 |