SFC Licences of NG Chun Tung 吳鎮東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 26 October 2011 18 April 2012
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 26 October 2011 18 April 2012
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 21 September 2011 18 October 2011
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 12 March 2010 11 March 2011
Emperor Securities Limited 英皇證券有限公司 RE 1 12 March 2010 11 March 2011
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 06 May 2008 24 December 2008