SFC Licences of TAM Chung Him 談仲騫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | 4, 9 | 20 December 2021 | |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RE | 1 | 09 November 2021 | |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RE | 4, 9 | 09 November 2021 | 20 December 2021 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
RE | 1 | 16 October 2020 | 24 July 2021 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
RO | 4, 9 | 16 October 2018 | 24 July 2021 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | 9 | 27 May 2016 | 01 December 2016 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RE | 9 | 28 July 2015 | 27 May 2016 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RE | 9 | 16 June 2008 | 01 July 2015 |