SFC Licences of TAM Chung Him 談仲騫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RO 4, 9 20 December 2021
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1 09 November 2021
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 09 November 2021 20 December 2021
CNCBI Asset Management Limited 信銀國際資產管理有限公司
RE 1 16 October 2020 24 July 2021
CNCBI Asset Management Limited 信銀國際資產管理有限公司
RO 4, 9 16 October 2018 24 July 2021
CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司
RO 9 27 May 2016 01 December 2016
CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司
RE 9 28 July 2015 27 May 2016
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司
RE 9 16 June 2008 01 July 2015