SFC Licences of PANG Wai Lam, Leona 彭慧林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 July 2014 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 August 2010 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 09 November 2009 | 07 July 2010 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 1 | 22 June 2009 | 16 October 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 May 2008 | 21 October 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 14 May 2008 | 21 October 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 May 2008 | 21 October 2008 |