SFC Licences of IP Kar Kok 葉家玨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Premium International (HK) Limited RO 3 27 October 2020 20 June 2021
CLSA Premium International (HK) Limited RE 3 14 September 2020 27 October 2020
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 2 16 October 2018 31 May 2020
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 1 16 October 2018 31 May 2020
CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 RE 3 10 May 2018 30 March 2020
SBI FX Co., Limited 吉獅有限公司 RE 3 20 October 2016 28 April 2018
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 23 December 2013 28 May 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 3 23 December 2013 28 May 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 23 December 2013 28 May 2016
Huarong International Securities Limited 華融國際證券有限公司 RE 2 02 May 2013 27 November 2013
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 RE 3 02 May 2013 27 November 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 09 December 2008 22 April 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 13 May 2008 22 April 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 13 May 2008 22 April 2013