SFC Licences of TIN Kui Yi, Ben 田居易
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 12 October 2010 | 09 July 2014 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 22 October 2008 | 17 September 2010 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 12 June 2008 | 30 April 2009 |