SFC Licences of SHAO Jiong 邵炯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 07 December 2015 | 08 May 2017 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 21 January 2015 | 30 October 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 21 January 2015 | 30 October 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 21 January 2015 | 30 October 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 26 April 2011 | 31 December 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 August 2010 | 26 April 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 01 May 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 16 May 2008 | 29 September 2008 |