SFC Licences of DONOVAN James William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 October 2014 | 22 March 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 October 2014 | 22 March 2019 |
UBS Securities Hong Kong Limited | RE | 7 | 25 November 2011 | 13 May 2014 |
UBS Securities Asia Limited | RE | 2 | 09 May 2008 | 13 May 2014 |
UBS Securities Asia Limited | RE | 1 | 09 May 2008 | 13 May 2014 |
UBS Securities Hong Kong Limited | RE | 1 | 09 May 2008 | 13 May 2014 |